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Chief Compliance Officer

Confidential Client

This is a Full-time position in Denver, CO posted November 17, 2022.

Responsibilities:

  • Act as the compliance leader, strategist and subject matter expert assessing and advising on existing and emerging regulatory compliance requirements across the organization.
  • Represent the state of Compliance Risk to Executive Management, Regulators, and the Board of Directors
  • Oversee the development and evolution of the annual compliance work plan and periodically revisit the plan in light of regulatory and organization risk appetite changes.
  • Develop and maintain strong relationships with senior leaders, including executive management and related control groups to ensure a cohesive approach to compliance and risk management.
  • Provide guidance, advice, and/or training to all lines of businesses (LOBs) to improve LOBs understanding of related laws and risk appetite.
  • Supports key growth initiatives tied to the bank’s strategic plan.
  • Maintain strong professional relationships and open lines of communication with bank regulators, taking the lead in managing examinations and other ongoing regulatory interactions.
  • Drive the bank’s core compliance processes including risk assessments and testing of relevant regulations, measurement and adherence to compliance metrics, and lead all internal/external reporting on the overall state of compliance.
  • Collaborate with other risk stakeholders to proactively identify and assess risk inherent to their processes, assess their controls, and help mitigate the risk of potential business disruption, loss of revenue or reputation resulting from inadequate or failed internal processes/systems, human activities or external events.
  • Effectively manage, motivate and develop a high performing team of compliance professionals.
  • Develop and maintain a compliance environment that encourages all bank employees or contractors to report suspected fraud and other improprieties without fear of retaliation.
  • Oversee the development and maintenance of an independent investigations of appropriate scope and scale, to investigate, evaluate and resolve compliance issues.
  • Oversee the vendor compliance oversight program measuring and monitoring the compliance of third-party goods and services delivered against defined bank and regulatory requirements.

Qualifications:

  • 10+ years of experience in Compliance in a banking environment.
  • Relevant senior management managerial experience having built, managed and led a significant commercial compliance function for a $1B plus asset sized bank.
  • Highly developed relationship management, negotiation and leadership skills and experience working with and presenting to leaders at all levels including Senior Executives, Managers, Auditors, Regulators, Board of Directors and related committees.
  • Ability to make/take calculated decisions and to think strategically and act accordingly.
  • Certified Regulatory Compliance Manager (CRCM) designation preferred.